South Carolina Broker Dealer and Investment Adviser ...

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Broker Dealer and Investmen...
License & Permit Bonds
$35,000
South Carolina Broker Dealer and Investment Adviser ($35,000 The Broker Dealer and Investment Adviser Surety Bond is required by the South Carolina Securities Commissioner. This bond guarantees that the applicant will comply with all applicable provisions of, and orders, rules and regulations used pursuant to, the applicable securities statutes of the particular states, commonwealths or territories in which the applicant (Principle) is registered as either a broker-dealer or investment adviser.
SORPid: A-262

Broker Dealer and Investmen...

Bond Details

State: South Carolina
Category: Broker Dealer and...
Obligee: Securities Commis...
Amount: $35,000
Duration: Stated on Bond
Expiration: Stated on Bond

Cost: $420

Broker Dealer and Investment Adviser Bond
Cost:
$420
State:
South Carolina
Category:
License & Permit Bonds
Obligee:
Securities Commissioner
Amount:
$35,000
Duration:
Stated on Bond
Expiration:
Stated on Bond
scottsig
Broker Dealer and Investment Adviser Bond

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How do I get a South Carolina Broker Dealer and Investment Adviser ($35,000)?

The application process for a South Carolina Broker Dealer and Investment Adviser ($35,000) is quick and easy, usually only taking about five minutes from start to bond download (most instant issue bonds). Simply click the Buy Now button below, complete the few questions for the bond application, pay, then print your Bond (preferably in color). By posting a surety bond, principals pledge to comply with the conditions of any written contract or applicable law.